AIS Audioconferences - Reconciling Part D Enrollment Data: Strategies to Avoid Becoming an Enforcement Target; Wall Street’s 2009 Outlook for Health Plans: Prognosis for the Industry and Individual Plans


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Audio CD and written materials of
AIS's audioconference on
January 25, 2007
Part D Appeals and Grievances: Strategies for Minimizing Compliance Risks

 

Prefer a Written Report? Order the report based on the Jan. 25, 2007, audioconference.

Appeals, grievances and formulary exceptions are some of the biggest compliance minefields for Part D plans, consistently rating tops in CMS site-visit findings. The process for handling these complaints is very complex and often conflicts with how coverage disputes and complaints are handled in commercial settings. Moreover, it is very common to misclassify appeals as grievances or grievances as appeals. Once a plan makes this mistake, the whole process can get hopelessly off track. It is important for plans to structure appeals and grievances procedures effectively to minimize compliance risks. Plans not only face potential civil and criminal penalties for failure to adhere to the specific appeals and grievances time frames, but also face other compliance actions by CMS and the potential immediate impact on member retention.

Sponsored by Atlantic Information Services, Inc., publisher of A Guide to the Medicare Drug Benefit, Medicare Part D Compliance News, Drug Benefit News and Medicare Advantage News

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After giving plans one year to get acclimated to the Part D environment, CMS is ready to begin aggressively monitoring appeals and grievances. Now, more than ever, plans need to know exactly how to categorize complaints correctly, the various time frames in which to respond to particular complaints, and the proper procedure for denying coverage requests or they face potential civil and criminal penalties for failure to comply. CMS will audit plans' appeals and grievances procedures as part of the regularly scheduled Part D audits. This is not only a matter of compliance, but also a big factor in your ability to retain Part D plan enrollees. Plans face potential financial implications if they have unhappy enrollees who start looking at other plans to have their prescription drug needs met.

Each Part D plan sponsor must establish and maintain procedures for:

  • Addressing disputes other than those involving coverage and payment decisions,
  • Making timely coverage determinations,
  • Handling exceptions to tiered cost-sharing structures,
  • Handling exemptions to a formulary, and
  • Redetermination and appeals for issues involving coverage determinations.

Additionally, sponsors must provide all enrollees with written information about the grievance and appeal procedures available to them, as well as the complaint processes. Once a beneficiary makes a complaint, plan sponsors must respond to the complaint within specific decision-making time frames that apply to both grievances and appeals.

Join Maureen Miller, an expert from Gorman Health Group and former senior policy analyst for HCFA, as she helps you differentiate between appeals and grievances, identify where your weaknesses are in your coverage determinations and complaints procedures, and develop a good work flow to handle appeals and grievances. Go beyond the audit guide and learn how to structure an effective appeals and grievances procedure so that you don't become a target of CMS enforcement.

Topics covered include:

  • The difference between an appeal and a grievance
  • Identifying your weaknesses in handling coverage determinations and complaints
  • The benefits of having a good "work flow" and what it reveals
  • Using your Web site to minimize your risks
  • Actual case studies from the long-term care, pharmacy and other industries

 

Speaker

Maureen Miller, senior consultant at Gorman Health Group, was in key positions at HCFA for 20 years before joining John Gorman's company. Most recently, she was senior policy analyst for HCFA's Medicare managed care program and had an integral role in the agency's development of Medicare Advantage and provider-sponsored organization regulations. A registered nurse with a master's degree in public health, Ms. Miller's roles at HCFA included product development, legislative reform and regulatory affairs specifically pertaining to Medicare managed care. At GHG she is part of the team specializing in Part D compliance, advising clients on CMS regulations and program guidance and assisting PDPs and MA-PDs with implementation and operations in several program areas.

Moderator: Barbra Golub, JD, managing editor of A Guide to the Medicare Drug Benefit and editor of Medicare Part D Compliance News.

 

Designed Especially For

Compliance officers, legal counsel, government-relations executives, financial executives, program managers, provider-relations managers and other managers with Part D responsibilities at:
  • Medicare Prescription Drug Plans (PDPs)
  • Medicare Advantage plans
  • Pharmaceutical companies
  • Pharmacy benefit management companies
  • Lawyers and consultants

 

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Audio CDs and written materials are shipped via UPS. Please give us your street address when you order (UPS does not deliver to PO boxes). You should receive your order within 5-7 business days.* Shipping cost is $5.

Rush Orders: Please call us at 800-521-4323 to place a rush order.* We will overnight your order for an additional charge of $30, or you can give us your FedEx or UPS account number and we will charge the shipping to your account. Rush orders placed after 3:00pm EST will not be shipped out until the next business day.

*Please note that shipping of CDs and materials will begin within three weeks of the conference.

 

Written Materials

Listeners will also receive practical written information to supplement information covered by the audioconference speaker.

 

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